Decryptex Trade Surveillance Technology

Decryptex® Market Abuse Surveillance Solution

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  1. Products
  2. Regulatory Technology
  3. Market Abuse Surveillance Solution

Regulators across the globe are using cutting-edge technology and data analytics capabilities to identify potential insider trading, market abuse, and other misconduct at financial services firms, resulting in record-breaking fines and enforcement. ACA’s Decryptex® market abuse surveillance technology automates trade surveillance and market abuse detection to help firms manage their insider trading risk in a way that meets regulatory expectations and industry best practices.

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Market Abuse Surveillance Solution Highlights

 

trade surveillance dashboard

  • Identifies items of interest based on algorithmic searches across multiple liquid asset classes, including equities, derivatives, currencies, and fixed income
  • Easily and efficiently performs trade, position, and market surveillance from a single platform
  • Provides a full case management system for documenting compliance investigations
  • Provides the ability to visualize and drill down your trading activity when compared to corporate actions, significant price movements, and important events such as meetings with expert networks or issuers or political intelligence research
  • Analyzes fairness in dealing across account allocation and execution
  • Allows you to toggle between an item of interest and its overlying portfolio to better qualify risk
  • Ability to separate the position of interest from other holdings
  • Provides easy reporting for regulatory inquiries
  • Accessible through ACA's ComplianceAlpha® platform
  • Supports SAML 2.0 Single Sign-on (SSO), allowing you to use your existing SAML or ADFS (Active Directory Federation Service) identity provider to sign into the solution
  • Ability to perform actions (claim, assign, elevate, or resolve) on multiple Items of Interest (IOI) at once

Request a Demo    Download the Brochure

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Benefits

 

Decryptex gives you the tools to better know and understand your data. It provides a full trading and market data monitoring solution that can:

Detect  →  Discover anomalous activity through algorithmic search

Investigate  →  Use forensic analysis and proprietary visualizations

Document  →  Drag and drop information into a full case management system

Resolve  →  Escalate or dismiss items of interest with confidence

Resources

 

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On-Demand Webcast

Regulatory Spotlight: The Heightened Focus on Insider Trading and Market Abuse Due to COVID-19

Watch Now

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Checklist

Surveillance Program Gap Analysis Checklist

Download

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On-Demand Webcast

Protect Your Firm Against Insider Trading and Other Misconduct Related to COVID-19

Watch Now

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White Paper

Best Practices for Implementing a Holistic Surveillance Program

Download

Insights & Alerts

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July 1, 2020
COVID-19 Has Regulators Homing in on Insider Trading and Market Abuse – Is Your Surveillance Program Ready for Increased Scrutiny?
June 24, 2020
COVID-19 and Working Remotely: Reminding Staff of Their Compliance Obligations
The Compliance Officer’s Plan for Recovery in the Next Phase of COVID-19
June 11, 2020
The Compliance Officer’s Plan for Recovery in the Next Phase of COVID-19
SEC Guidance for Paycheck Protection Program Related Considerations
June 10, 2020
SEC Guidance for Paycheck Protection Program Related Considerations
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June 8, 2020
Strengthen Your First Line of Defense with ACA’s Free Web-Based Insider Trading Awareness Training Course
Countering COVID-19-related Fraud and Scams phishing man image
June 8, 2020
Countering COVID-19-related Fraud and Scams
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June 4, 2020
FCA Market Watch 63 Reminds Firms of Market Abuse and Reporting Requirements During the COVID-19 Crisis
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June 2, 2020
Whistleblowing and Why it Matters During Lockdown
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May 27, 2020
New Malware Attack Detected with Fake Pandemic Info from Johns Hopkins

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