Decryptex Trade Surveillance Technology

Decryptex® Market Abuse Surveillance Solution

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Regulators across the globe are using cutting-edge technology and data analytics capabilities to identify potential insider trading, market abuse, and other misconduct at financial services firms, resulting in record-breaking fines and enforcement. ACA’s Decryptex® market abuse surveillance technology automates trade surveillance and market abuse detection to help firms manage their insider trading risk in a way that meets regulatory expectations and industry best practices.

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Market Abuse Surveillance Solution Highlights

 

trade surveillance dashboard

  • Identifies items of interest based on algorithmic searches across multiple liquid asset classes, including equities, derivatives, currencies, and fixed income
  • Easily and efficiently performs trade, position, and market surveillance from a single platform
  • Provides a full case management system for documenting compliance investigations
  • Provides the ability to visualize and drill down your trading activity when compared to corporate actions, significant price movements, and important events such as meetings with expert networks or issuers or political intelligence research
  • Analyzes fairness in dealing across account allocation and execution
  • Allows you to toggle between an item of interest and its overlying portfolio to better qualify risk
  • Ability to separate the position of interest from other holdings
  • Provides easy reporting for regulatory inquiries
  • Accessible through ACA's ComplianceAlpha® platform
  • Supports SAML 2.0 Single Sign-on (SSO), allowing you to use your existing SAML or ADFS (Active Directory Federation Service) identity provider to sign into the solution
  • Ability to perform actions (claim, assign, elevate, or resolve) on multiple Items of Interest (IOI) at once
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Benefits

 

Decryptex gives you the tools to better know and understand your data. It provides a full trading and market data monitoring solution that can:

Detect  →  Discover anomalous activity through algorithmic search

Investigate  →  Use forensic analysis and proprietary visualizations

Document  →  Drag and drop information into a full case management system

Resolve  →  Escalate or dismiss items of interest with confidence