Decryptex Trade Surveillance Technology

Decryptex® Market Abuse Surveillance Solution

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  1. Products
  2. Regulatory Technology
  3. Market Abuse Surveillance Solution

Regulators across the globe are using cutting-edge technology and data analytics capabilities to identify potential insider trading, market abuse, and other misconduct at financial services firms, resulting in record-breaking fines and enforcement. ACA’s Decryptex® market abuse surveillance technology automates trade surveillance and market abuse detection to help firms manage their insider trading risk in a way that meets regulatory expectations and industry best practices.

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Market Abuse Surveillance Solution Highlights

 

trade surveillance dashboard

  • Identifies items of interest based on algorithmic searches across multiple liquid asset classes, including equities, derivatives, currencies, and fixed income
  • Easily and efficiently performs trade, position, and market surveillance from a single platform
  • Provides a full case management system for documenting compliance investigations
  • Provides the ability to visualize and drill down your trading activity when compared to corporate actions, significant price movements, and important events such as meetings with expert networks or issuers or political intelligence research
  • Analyzes fairness in dealing across account allocation and execution
  • Allows you to toggle between an item of interest and its overlying portfolio to better qualify risk
  • Ability to separate the position of interest from other holdings
  • Provides easy reporting for regulatory inquiries
  • Accessible through ACA's ComplianceAlpha® platform
  • Supports SAML 2.0 Single Sign-on (SSO), allowing you to use your existing SAML or ADFS (Active Directory Federation Service) identity provider to sign into the solution
  • Ability to perform actions (claim, assign, elevate, or resolve) on multiple Items of Interest (IOI) at once

Request a Demo    Download the Brochure

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Benefits

 

Decryptex gives you the tools to better know and understand your data. It provides a full trading and market data monitoring solution that can:

Detect  →  Discover anomalous activity through algorithmic search

Investigate  →  Use forensic analysis and proprietary visualizations

Document  →  Drag and drop information into a full case management system

Resolve  →  Escalate or dismiss items of interest with confidence

Resources

 

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On-Demand Webcast

Regulatory Spotlight: The Heightened Focus on Insider Trading and Market Abuse Due to COVID-19

Watch Now

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Checklist

Surveillance Program Gap Analysis Checklist

Download

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On-Demand Webcast

Protect Your Firm Against Insider Trading and Other Misconduct Related to COVID-19

Watch Now

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White Paper

Best Practices for Implementing a Holistic Surveillance Program

Download

Insights & Alerts

woman using compliancealpha mobile app
August 18, 2020
ACA's ComplianceAlpha Mobile App is Here - Watch the Video Now
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July 1, 2020
COVID-19 Has Regulators Homing in on Insider Trading and Market Abuse – Is Your Surveillance Program Ready for Increased Scrutiny?
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April 28, 2020
Code of Ethics Concerns and Best Practices in Times of Market Volatility
Mitigating Employee Risks Related to the COVID-19 Pandemic
March 25, 2020
Mitigating Employee Risks Related to the COVID-19 Pandemic
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February 12, 2020
Introducing Insider Trading and Market Abuse Surveillance for Personal Trading Data in ComplianceAlpha
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February 10, 2020
Key Takeaways for Buy-Side Firms from 1LoD’s 2020 Surveillance Benchmarking Survey & Report
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January 13, 2020
Global Regulators Renew Commitment to Data and Analytics Innovation in 2020
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December 19, 2019
The Year in Regulatory Technology for Financial Services Firms
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November 13, 2019
Regulators Remind Financial Services Firms of the Importance of Technology in Detecting Financial Crime

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