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ACA partners with NorthPoint Financial and offers full-scale investment technology software and solutions

FINRA's new supervision rules - 3110, 3120, 3150, and 3170 - became effective on December 1, 2014.

Overwhelmed with Regulatory Concerns? ACA can help.

Join us for the Spring 2015 Compliance Conference in Miami, April 22-24, 2015

Are you ready for your
Compliance Exam?
Learn more about
ACA's exam
preparation services.

Compliance Services & Support

Our global compliance consulting staff includes former SEC, FINRA, FSA, NFA, CFTC, and state inspectors along with former senior compliance managers from prominent financial services firms.

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Performance Services

Our team is the largest group of GIPS® professionals in the world solely dedicated to GIPS verification and related services.

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Technology Solutions

We provide mission-critical financial software products and services to leading investment management firms.

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About ACA Compliance Group

ACA Compliance Group (ACA) is a global leader providing compliance, performance, and technology solutions to financial services firms.

We offer regulatory compliance products and services, GIPS® verifications, and technology solutions.

Our clients include investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers around the globe.

 

Upcoming Events

January 21, 2015
Exhibitor, Speaking Engagement
February 10, 2015
Roundtable